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Genes and Genetic Engineering |
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| Contents: | |
| Specification | |
| DNA |
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| The Cell Cycle |
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Genetic Engineering |
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These notes may be used freely by A level biology students and teachers, and they may be copied and edited. I would be interested to hear of any comments and corrections. Neil C Millar, Head of Biology, Heckmondwike Grammar School, High Street, Heckmondwike WF16 0AH (10/9/00)
Module 2 Specification
DNA
Structure.
DNA is a stable polynucleotide. The double-helix structure of the DNA molecule in terms of: the components of DNA nucleotides; the sugar-phosphate backbone; specific base pairing and hydrogen bonding between polynucleotide strands (only simple diagrams of DNA structure are needed; structural formulae are not required). Explain how the structure of DNA is related to its functions.Replication. The semi-conservative mechanism of DNA replication, including the role of DNA polymerase.
Transcription. The structure of RNA. The production of mRNA in transcription, and the role of RNA polymerase. Explain how the structure of RNA is related to its functions.
Translation. The roles of ribosomes, mRNA and its codons, and tRNA and its anticodons in translation.
Genetic Code. How DNA acts as a genetic code by controlling the sequence of amino acids in a polypeptide. Codons for amino acids are triplets of nucleotide bases. Candidates should be able to explain the relationship between genes, proteins and enzymes.
Mutations
New forms of alleles arise from changes (mutations) in existing alleles.
Mutations occur naturally at random. High energy radiation, high energy particles and some chemicals are mutagenic agents.
Reproduction
Genes and Chromosomes
Genes are sections of DNA which contain coded information that determines the nature and development of organisms. A gene can exist in different forms called alleles which are positioned in the same relative position (locus) on homologous chromosomes.
Mitosis
Mitosis increases cell number in growth and tissue repair and in asexual reproduction. During mitosis DNA replicates in the parent cell, which divides to produce two new cells, each containing an exact copy of the DNA of the parent cell. Candidates should be able to name and explain the stages of mitosis and recognise each stage from diagrams and photographs.
Asexual Reproduction and Cloning
Genetically identical organisms (clones) can be produced by using vegetative propagation, and by the splitting of embryos. Given appropriate information, candidates should be able to explain the principles involved in:
Meiosis
During meiosis, cells containing pairs of homologous chromosomes divide to produce gametes containing one chromosome from each homologous pair. In meiosis the number of chromosomes is reduced from the diploid number (2n) to the haploid number (n). (Details of meiosis not required.)
Sexual Reproduction and Gametes
Sexual reproduction involves gamete formation and fertilisation. In sexual reproduction DNA from one generation is passed to the next by gametes. When gametes fuse at fertilisation to form a zygote the diploid number is restored. This enables a constant chromosome number to be maintained from generation to generation.
Differences between male and female gametes in terms of size, number produced and mobility.
Sexual Life Cycles
Candidates should be able to interpret life cycles of organisms in terms of mitosis, meiosis, fertilisation and chromosome number.
Genetic Engineering
In genetic engineering, genes are taken from one organism and inserted into another.
Genetically Modified Microbes
Microorganisms are widely used as recipient cells during gene transfer. Bacteria containing a transferred gene can be cultured on a large scale in industrial fermenters. Useful substances produced by using genetically engineered microorganisms include antibiotics, hormones and enzymes. (Details of manufacturing processes not required.)
Genetically Modified Animals
How animals can be genetically engineered to produce substances useful in treating human diseases, as exemplified by genetically engineering sheep to produce alpha-1-antitrypsin which is used to treat emphysema and cystic fibrosis.
Gene Therapy and Cystic Fibrosis
In gene therapy healthy genes may be cloned and used to replace defective genes. In cystic fibrosis the transmembrane regulator protein, CFTR, is defective. A mutant of the gene that produces CFTR results in CFTR with one missing amino acid. The symptoms of cystic fibrosis related to the malfunctioning of CFTR.
Techniques that might possibly be used to introduce healthy CFTR genes into lung epithelial cells include:
Evaluation of Genetic Engineering
Candidates should be able to evaluate the ethical, social and economic issues involved in the use of genetic engineering in medicine and in food production.
Genetics
Genetics is the study of heredity (from the Latin genesis = birth). The big question to be answered is: why do organisms look almost, but not exactly, like their parents? There are three branches of modern genetics:
DNA
DNA and its close relative RNA are perhaps the most important molecules in biology. They contains the instructions that make every single living organism on the planet, and yet it is only in the past 50 years that we have begun to understand them. DNA stands for deoxyribonucleic acid and RNA for ribonucleic acid, and they are called nucleic acids because they are weak acids, first found in the nuclei of cells. They are polymers, composed of monomers called nucleotides.
Nucleotides
Nucleotides have three parts to them:
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Base: |
Adenine (A) |
Cytosine (C) |
Guanine (G) |
Thymine (T) |
Uracil (U) |
Nucleotide Polymerisation

A polynucleotide has a free phosphate group at one end and a free OH group at the other end.
Structure of DNA
The three-dimensional structure of DNA was discovered in the 1950's by Watson and Crick. The main features of the structure are:

Function of DNA
DNA is the genetic material, and genes are made of DNA. DNA therefore has two essential functions: replication and expression.

Expression can be split into two parts: transcription (making RNA) and translation (making proteins).
These two functions are summarised in this diagram (called the central dogma of genetics).

No one knows exactly how many genes we humans have to control all our characteristics, the latest estimates are 60-80,000. The sum total of all the genes in an organism is called the genome.
The table shows the estimated number of genes in different organisms:
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Species |
Common name |
length of DNA (kbp)* |
no of genes |
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phage l |
virus |
48 |
60 |
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Eschericia coli |
Bacterium |
4 639 |
7 000 |
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Saccharomyces cerevisiae |
Yeast |
13 500 |
6 000 |
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Drosophila melaogaster |
fruit fly |
165 000 |
~10 000 |
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Homo sapiens |
Human |
3 150 000 |
~70 000 |
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kbp = kilo base pairs, i.e. thousands of nucleotide monomers.Amazingly, genes only seem to comprise about 2% of the DNA in a cell. The majority of the DNA does not form genes and doesn’t seem to do anything. The purpose of this junk DNA remains a mystery!
RNA
RNA is a nucleic acid like DNA, but with 4 differences:
Messenger RNA (mRNA)
mRNA carries the "message" that codes for a particular protein from the nucleus (where the DNA master copy is) to the cytoplasm (where proteins are synthesised). It is single stranded and just long enough to contain one gene only. It has a short lifetime and is degraded soon after it is used.
Ribosomal RNA (rRNA)
rRNA, together with proteins, form ribosomes, which are the site of mRNA translation and protein synthesis. Ribosomes have two subunits, small and large, and are assembled in the nucleolus of the nucleus and exported into the cytoplasm.
Transfer RNA (tRNA)

The Genetic Code
The sequence of bases on DNA codes for the sequence of amino acids in proteins. But there are 20 different amino acids and only 4 different bases, so the bases are read in groups of 3. This gives 43 or 64 combinations, more than enough to code for 20 amino acids. A group of three bases coding for an amino acid is called a codon, and the meaning of each of the 64 codons is called the genetic code.

There are several interesting points from this code:
Replication - DNA Synthesis
DNA is copied, or replicated, before every cell division, so that one identical copy can go to each daughter cell. The method of DNA replication is obvious from its structure: the double helix unzips and two new strands are built up by complementary base-pairing onto the two old strands.

DNA replication can takes a few hours, and in fact this limits the speed of cell division. One reason bacteria can reproduce so fast is that they have a relatively small amount of DNA.
The Meselson-Stahl Experiment
This replication mechanism is sometimes called semi-conservative replication, because each new DNA molecule contains one new strand and one old strand. This need not be the case, and alternative theories suggested that a "photocopy" of the original DNA could be made, leaving the original DNA conserved (conservative replication. The evidence for the semi-conservative method came from an elegant experiment performed in 1958 by Meselson and Stahl. They used the bacterium E. coli together with the technique of density gradient centrifugation, which separates molecules on the basis of their density.

Transcription - RNA Synthesis
DNA never leaves the nucleus, but proteins are synthesised in the cytoplasm, so a copy of each gene is made to carry the "message" from the nucleus to the cytoplasm. This copy is mRNA, and the process of copying is called transcription.

Translation - Protein Synthesis
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1. A ribosome attaches to the mRNA at an initiation codon (AUG). The ribosome encloses two codons. |
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2. met-tRNA diffuses to the ribosome and attaches to the mRNA initiation codon by complementary base pairing. |
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3. The next amino acid-tRNA attaches to the adjacent mRNA codon (leu in this case). |
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4. The bond between the amino acid and the tRNA is cut and a peptide bond is formed between the two amino acids. |
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5. The ribosome moves along one codon so that a new amino acid-tRNA can attach. The free tRNA molecule leaves to collect another amino acid. The cycle repeats from step 3. |
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6. The polypeptide chain elongates one amino acid at a time, and peels away from the ribosome, folding up into a protein as it goes. This continues for hundreds of amino acids until a stop codon is reached, when the ribosome falls apart, releasing the finished protein. |
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A single piece of mRNA can be translated by many ribosomes simultaneously, so many protein molecules can be made from one mRNA molecule. A group of ribosomes all attached to one piece of mRNA is called a polysome.

Post-Translational Modification
In eukaryotes, proteins often need to be altered before they become fully functional. Modifications are carried out by other enzymes and include: chain cutting, adding methyl or phosphate groups to amino acids, or adding sugars (to make glycoproteins) or lipids (to make lipoporteins).
Mutations
Mutations are changes in genes, which are passed on to daughter cells. DNA is a very stable molecule, and it doesn't suddenly change without reason, but bases can change when DNA is being replicated. Normally replication is extremely accurate but very occasionally mistakes do occur (such as a T-C base pair). Changes in DNA can lead to changes in cell function like this:
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There are basically three kinds of gene mutation, shown in this diagram:

The actual effect of a single mutation depends on many factors:
As a result of a mutation there are three possible phenotypic effects:
The kinds of mutations discussed so far are called point or gene mutations because they affect specific points within a gene. There are other kinds of mutation that can affect many genes at once or even whole chromosomes. These chromosome mutations can arise due to mistakes in cell division. A well-known example is Down syndrome (trisonomy 21) where there are three copies of chromosome 21 instead of the normal two.
Mutation Rates and Mutagens
Mutations are normally very rare, which is why members of a species all look alike and can interbreed. However the rate of mutations is increased by chemicals or by radiation. These are called mutagenic agents or mutagens, and include:
During the Earth's early history there were far more of these mutagens than there are now, so the mutation rate would have been much higher than now, leading to a greater diversity of life. Some of these mutagens are used today in research, to kill microbes or in warfare. They are often carcinogens since a common result of a mutation is cancer.
DNA and Chromosomes
The DNA molecule in a single human cell is 99 cm long, so is 10 000 times longer than the cell in which it resides (< 100mm). (Since an adult human has about 1014 cells, all the DNA is one human would stretch about 1014 m, which is a thousand times the distance between the Earth and the Sun.) In order to fit into the cell the DNA is cut into shorter lengths and each length is tightly wrapped up with histone proteins to form a complex called chromatin. During most of the life of a cell the chromatin is dispersed throughout the nucleus and cannot be seen with a light microscope. At various times parts of the chromatin will unwind so that genes on the DNA can be transcribed. This allows the proteins that the cell needs to be made.
Just before cell division the DNA is replicated, and more histone proteins are synthesised, so there is temporarily twice the normal amount of chromatin. Following replication the chromatin then coils up even tighter to form short fat bundles called chromosomes. These are about 100 000 times shorter than fully stretched DNA, and therefore 100 000 times thicker, so are thick enough to be seen under the microscope. Each chromosome is roughly X-shaped because it contains two replicated copies of the DNA. The two arms of the X are therefore identical. They are called chromatids, and are joined at the centromere. (Do not confuse the two chromatids with the two strands of DNA.) The complex folding of DNA into chromosomes is shown below.
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micrograph of a single chromosome |
Chromatin DNA + histones at any stage of the cell cycle
Chromosome compact X-shaped form of chromatin formed (and visible) during mitosis
Chromatid single arm of an X-shaped chromosome
Since the DNA molecule extends from one end of a chromosome to the other, and the genes are distributed along the DNA, then each gene has a defined position on a chromosome. This position is called the locus of the gene, and the loci of thousands of human genes are now known. There are on average about 3 000 genes per chromosome, although of course the larger chromosomes have more than this, and the smaller ones have fewer.
Karyotypes and Homologous Chromosomes
If a dividing cell is stained with a special fluorescent dye and examined under a microscope during cell division, the individual chromosomes can be distinguished. They can then be photographed and studied. This is a difficult and skilled procedure, and it often helps if the chromosomes are cut out and arranged in order of size.

This display is called a karyotype, and it shows several features:
The Cell Cycle
Cells are not static structures, but are created and die. The life of a cell is called the cell cycle and has three phases:

In different cell types the cell cycle can last from hours to years. For example bacterial cells can divide every 30 minutes under suitable conditions, skin cells divide about every 12 hours on average, liver cells every 2 years.
The mitotic phase can be sub-divided into four phases (prophase, metaphase, anaphase and telophase). Mitosis is strictly nuclear division, and is followed by cytoplasmic division, or cytokinesis, to complete cell division. The growth and synthesis phases are collectively called interphase (i.e. in between cell division). Mitosis results in two "daughter cells", which are genetically identical to each other, and is used for growth and asexual reproduction. The details of each of these phases follows.
Cell Division by Mitosis
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Interphase |
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Prophase |
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Metaphase |
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Anaphase |
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Telophase |
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Cytokinesis |
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Asexual Reproduction
Asexual reproduction is the production of offspring from a single parent using mitosis. The offspring are therefore genetically identical to each other and to their "parent"- in other words they are clones. Asexual reproduction is very common in nature, and in addition we humans have developed some new, artificial methods. The Latin terms in vivo ("in life", i.e. in a living organism) and in vitro ("in glass", i.e. in a test tube) are often used to describe natural and artificial techniques. These different methods are summarised in the table.
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Methods of Asexual Reproduction |
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Natural Methods |
Artificial Methods |
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Microbes |
binary fission budding spores fragmentation |
cell culture fermenters |
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Plants |
vegetative propagation parthenogenesis |
cuttings grafting tissue culture |
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Animals |
budding fragmentation parthenogenesis |
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embryo splitting somatic cell cloning |
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Natural Methods
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Binary Fission. This is the simplest and fastest method of asexual reproduction, used by all prokaryotes and by many unicellular organisms such as amoeba. The nucleus divides by mitosis and then the cell simply splits into two equal-sized daughter cells. |
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Budding. A small copy of the parent develops as an outgrowth, or bud, from the parent, and is eventually released as a independent individual. This method is used by several protoctists, yeasts (fungi) and even by some simple animals. |
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Spores. These are simply specialised cells that are released from the parent (usually in very large numbers) to be dispersed. Under suitable conditions each cell can grow into a new individual. This method is used by most fungi and by the lower plants (mosses and ferns).
Fragmentation. This is when an organism spontaneously breaks into two or more fragments, each of which then develops into a new individual. It is used by some simple animals such as sponges, flatworms and starfish. Do not confuse this with regeneration, where some animals simply regenerate a part of their body if it is cut off.
Vegetative Reproduction. This term describes all the natural methods of asexual reproduction used by plants. A bud grows from a vegetative (i.e. not reproductive) part of the plant (usually the stem) and develops into a complete new plant, which eventually becomes detached from the parent plant. There are numerous forms of vegetative reproduction, including bulbs (e.g. onion, daffodil), corms (e.g. crocus, gladiolus), rhizomes (e.g. iris, couch grass), stolons (e.g. blackberry), runners (e.g. strawberry, creeping buttercup), tubers (e.g. potato, dahlia), tap roots (e.g. carrot, turnip), and tillers (e.g. grasses). Many of these methods are also perenating organs, which means they contain a food store and are used for survival over winter as well as for asexual reproduction. Since vegetative reproduction relies entirely on mitosis, all offspring are clones of the parent.

Parthenogenesis. This is used by some plants (e.g. the citrus fruits) and some invertebrate animals (e.g. honeybees, aphids, some crustaceans) as an alternative to sexual reproduction. Egg cells simply develop into adult clones without being fertilised. These clones may be haploid, or the chromosomes may replicate to form diploid cells.
Artificial Methods
Cloning is of great commercial importance, as brewers, pharmaceutical companies, farmers and plant growers all want to be able to reproduce "good" organisms exactly. Natural methods of asexual reproduction are often quite suitable for some organisms (such as yeast, potatoes and strawberries), but many important plants and animals do not reproduce asexually, so artificial methods have to be used.
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Cell Culture. Microbes (bacteria and some fungi) can be cloned very easily in the lab using their normal asexual reproduction. Microbial cells can be isolated and identified by growing them on a solid medium in an agar plate, and selected strains can then be grown up on a small scale in a liquid medium in a culture flask. |
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Fermenters. In biotechnology, fermenters are vessels used for growing microbes on a large scale. Fermenters must be stirred, aerated and thermostated, materials can added or removed during the fermentation, and the environmental conditions (such as pH, O2, pressure and temperature) must be constantly monitored using probes. This will ensure the maximum growth rate of the microbes. |
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Cuttings. This is a very old method of cloning plants. Parts of a plant stem (or even leaves) are cut off and simply replanted in wet soil. Each cutting produces roots and grows into a complete new plant, so the original plant can be cloned many times. Rooting is helped if the cuttings are dipped in rooting hormone (auxin). Many flowering plants, such as geraniums, & chrysanthemums are reproduced commercially by cuttings. |
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Grafting. This is another ancient technique, used for plant species that cannot grow roots from cuttings. Instead they can often be cloned by grafting a stem cutting (called a scion) onto the lower part of an existing plant (called the rootstock). One rootstock can take several scions, and need not even be the same species as the scion. The resulting hybrid will produce the flowers and fruits of the scion, but its size will be determined by the rootstock. Almost all fruit trees, such as apples and pears are clones of a few popular varieties grafted onto hardy rootstock. |
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Tissue Culture (or micropropagation). This is a more modern, and very efficient, way of cloning plants. Small samples of plant tissue, called an explant, can now be grown on agar plates in the laboratory in much the same way that bacteria can be grown. Initially the explant had to be meristem tissue (i.e. undifferentiated buds), but the technique has improved so that any tissue can now be used (e.g. from a leaf). The plant tissue can be separated into individual cells, each which can grow into a mass of cells called a callus, and if the correct plant hormones are added these cells can develop into whole plantlets, which can eventually be planted outside, where they will grow into normal-sized plants. Conditions must be kept sterile to prevent infection by microbes.

Micropropagation is used on a large scale for fruit trees, ornamental plants and plantation crops such as oils palm, data palm, sugar cane and banana. The advantages are:
Although some animal cells can be grown in culture, they cannot be grown into complete animals, so tissue culture cannot be used for cloning animals.
Embryo Cloning (or Embryo Splitting). The most effective technique for cloning animals is to duplicate embryo cells before they have irreversibly differentiated into tissues. It is difficult and quite expensive, so is only worth it for commercially-important farm animals, such as prize cows, or genetically engineered animals. A female animal is fed a fertility drug (FSH) so that she produces many mature eggs (superovulation). The eggs are then surgically removed from the female’s ovaries. The eggs are fertilised in vitro (IVF) using selected sperm from a prize male. The fertilised eggs (zygotes) are allowed to develop in vitro for a few days until the embryo is at the 16-cell stage. This young embryo can be split into 16 individual cells, which will each develop again into an embryo. (This is similar to the natural process when a young embryo splits to form identical twins.) The identical embryos can then be transplanted into the uterus of surrogate mothers, where they will develop and be born normally.
Could humans be cloned this way? Almost certainly yes. A human embryo was split and cloned to the stage of a few cells in the USA in 1993, just to show that it is possible. However experiments with human embryos are now banned in most countries including the UK for ethical reasons.
Somatic Cell Cloning (or Nuclear Transfer). The problem with embryo cloning is that you don’t know the characteristics of the animal you are cloning. By selecting good parents you hope it will have good characteristics, but you will not know until the animal has grown. It would be far better to clone a mature animal, whose characteristics you know. Until recently it was thought impossible to grow a new animal from the somatic cells of an existing animal (in contrast to plants). However, techniques have gradually been developed to do this, first with frogs in the 1970s, and most recently with sheep (the famous "Dolly") in 1996.
The technique used to create Dolly is similar to embryo cloning, but has one crucial difference. The cell used for Dolly was from the skin of the udder, so was a fully differentiated somatic cell. This cell was fused with a unfertilised egg cell which had had its nucleus removed. This combination of a diploid nucleus in an unfertilised egg cell was a bit like a zygote, and sure enough it developed into an embryo. The embryo was implanted into the uterus of a surrogate mother, and developed into an apparently normal sheep, Dolly. It took hundreds of attempts to achieve success with Dolly, but once the technique is improved it will be possible to combine this technique with embryo cloning to make many clones of an adult animal. Dolly’s "mother" was just an ordinary sheep, but in the future prize animals (or genetically engineered ones) could be cloned in this way.

Sexual Reproduction
Sexual reproduction is the production of offspring from two parent using gametes. The cells of the offspring have two sets of chromosomes (one from each parent), so are diploid. Sexual reproduction involves two stages:
These two stages of sexual reproduction can be illustrated by a sexual life cycle:
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All sexually-reproducing species have the basic life cycle shown on the right, alternating between diploid and haploid forms. In addition, they will also use mitosis to grow into adult organisms, but the details vary with different organisms.
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In the animal kingdom (including humans), and in flowering plants the dominant, long-lived adult form is diploid, and the haploid gamete cells are only formed briefly.
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In the fungi kingdom the dominant, long-lived adult form is haploid. Haploid spores undergo mitosis and grow into complete, differentiated adults (including large structures like mushrooms). At some stage two of these haploid cells fuse to form a diploid zygote, which immediately undergoes meiosis to reestablish the haploid state and complete the cycle. |
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In the plant kingdom the life cycle shows alternation of generations. Plants have two distinct adult forms; one diploid and the other haploid. In the simpler plants (mosses and liverworts) the haploid form is larger than the diploid form, while in the higher plants (ferns and conifers) the diploid form is larger. |
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Meiosis
Meiosis is a form of cell division. It starts with DNA replication, like mitosis, but then proceeds with two divisions one immediately after the other. Meiosis therefore results in four daughter cells rather than the two cells formed by mitosis. It differs from mitosis in two important aspects:
You don’t need to know the details of meiosis at this stage (It's covered in module 4).
Gametes
The usual purpose of meiosis is to form gametes- the sex cells that will fuse together to form a new diploid individual.
In some algae and fungi the gametes are roughly the same size. This is called isogamy. There are no male and female sexes, but there can be + and - strains, who reproduce together.
In all plants and animals the gametes are different sizes. This is called heterogamy.
These are the male gametes, and they are produced in very large numbers. Human males for example release about 108 sperm in one ejaculation.
It is this difference in gametes that actually defines the sex of an individual. Those individuals that produce small mobile gametes are the males, and those that produce the larger gametes are the females. In some species (such as most flowering plants) the same individual organisms can produce both male and female gametes, so they do not have distinct sexes and are called hermaphrodites. In other species (such as mammals) there are two distinct sexes, each producing their own gametes. These are called unisexual.
These diagrams of human gametes illustrate the differences between male and female.

Fertilisation
Fertilisation is the fusion of two gametes to form a zygote.
In humans this takes place near the top of the oviduct. Hundreds of sperm reach the egg and use their tails to swim through the follicle cells (shown in this photo). When they reach the jelly coat surrounding the ovum they bind to receptors and this stimulates the rupture of the acrosome membrane in the sperms, releasing digestive enzymes, which make a path through the jelly coat. When a sperm reaches the ovum cell the two membranes fuse and the sperm nucleus enters the cytoplasm of the ovum. This triggers a series of reactions in the ovum that cause the jelly coat to thicken and harden, preventing any other sperm from entering the ovum. The sperm and egg nuclei then fuse, forming a diploid zygote.
In plants fertilisation takes place in the ovary at the base of the carpel. The haploid male nuclei travel down the pollen tube from the pollen grain on the stigma to the ovules in the ovary. In the ovule two fusions between male and female nuclei take place: one forms the zygote (which will become the embryo) while the other forms the endosperm (which will become the food store in the seed). This double fertilisation is unique to flowering plants.
The Advantages of Sex
For most of the history of life on Earth, organisms have reproduced only by asexual reproduction. Each individual was a genetic copy (or clone) of its "parent", and the only variation was due to random genetic mutation. The development of sexual reproduction in the eukaryotes around one billion years ago led to much greater variation and diversity of life. Sexual reproduction is slower and more complex than asexual, but it has the great advantage of introducing genetic variation (due to genetic recombination in meiosis and random fertilisation). This variation allows species to adapt to their environment and so to evolve. This variation is clearly such an advantage that practically all species can reproduce sexually. Some organisms can do both, using sexual reproduction for genetic variety and asexual reproduction to survive harsh times.
Genetic Engineering
Genetic engineering, also known as recombinant DNA technology, means altering the genes in a living organism to produce a Genetically Modified Organism (GMO) with a new genotype. Various kinds of genetic modification are possible: inserting a foreign gene from one species into another, forming a transgenic organism; altering an existing gene so that its product is changed; or changing gene expression so that it is translated more often or not at all.
Techniques of Genetic Engineering
Genetic engineering is a very young discipline, and is only possible due to the development of techniques from the 1960s onwards. These techniques have been made possible from our greater understanding of DNA and how it functions following the discovery of its structure by Watson and Crick in 1953. Although the final goal of genetic engineering is usually the expression of a gene in a host, in fact most of the techniques and time in genetic engineering are spent isolating a gene and then cloning it. This table lists the techniques that we shall look at in detail.
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Technique |
Purpose |
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Restriction Enzymes |
To cut DNA at specific points, making small fragments |
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DNA Ligase |
To join DNA fragments together |
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Vectors |
To carry DNA into cells and ensure replication |
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Plasmids |
Common kind of vector |
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Gene Transfer |
To deliver a gene to a living cells |
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Genetic Markers |
To identify cells that have been transformed |
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Replica Plating |
To make exact copies of bacterial colonies on an agar plate |
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PCR |
To amplify very small samples of DNA |
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cDNA |
To make a DNA copy of mRNA |
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DNA probes |
To identify and label a piece of DNA containing a certain sequence |
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Shotgun |
To find a particular gene in a whole genome |
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Antisense genes |
To stop the expression of gene in a cell |
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gene Synthesis |
To make a gene from scratch |
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Electrophoresis |
To separate fragments of DNA |
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DNA Sequencing |
To read the base sequence of a length of DNA |
1. Restriction Enzymes
These are enzymes that cut DNA at specific sites. They are properly called restriction endonucleases because they cut the bonds in the middle of the polynucleotide chain. Some restriction enzymes cut straight across both chains, forming blunt ends, but most enzymes make a staggered cut in the two strands, forming sticky ends.

The cut ends are "sticky" because they have short stretches of single-stranded DNA with complementary sequences. These sticky ends will stick (or anneal) to another piece of DNA by complementary base pairing, but only if they have both been cut with the same restriction enzyme. Restriction enzymes are highly specific, and will only cut DNA at specific base sequences, 4-8 base pairs long, called recognition sequences.
Restriction enzymes are produced naturally by bacteria as a defence against viruses (they "restrict" viral growth), but they are enormously useful in genetic engineering for cutting DNA at precise places ("molecular scissors"). Short lengths of DNA cut out by restriction enzymes are called restriction fragments. There are thousands of different restriction enzymes known, with over a hundred different recognition sequences. Restriction enzymes are named after the bacteria species they came from, so EcoR1 is from E. coli strain R, and HindIII is from Haemophilis influenzae.
2. DNA Ligase
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This enzyme repairs broken DNA by joining two nucleotides in a DNA strand. It is commonly used in genetic engineering to do the reverse of a restriction enzyme, i.e. to join together complementary restriction fragments. The sticky ends allow two complementary restriction fragments to anneal, but only by weak hydrogen bonds, which can quite easily be broken, say by gentle heating. The backbone is still incomplete. DNA ligase completes the DNA backbone by forming covalent bonds. Restriction enzymes and DNA ligase can therefore be used together to join lengths of DNA from different sources. |
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3. Vectors
In biology a vector is something that carries things between species. For example the mosquito is a disease vector because it carries the malaria parasite into humans. In genetic engineering a vector is a length of DNA that carries the gene we want into a host cell. A vector is needed because a length of DNA containing a gene on its own won’t actually do anything inside a host cell. Since it is not part of the cell’s normal genome it won’t be replicated when the cell divides, it won’t be expressed, and in fact it will probably be broken down pretty quickly. A vector gets round these problems by having these properties:
Many different vectors have been made for different purposes in genetic engineering by modifying naturally-occurring DNA molecules, and these are now available off the shelf. For example a cloning vector contains sequences that cause the gene to be copied (perhaps many times) inside a cell, but not expressed. An expression vector contains sequences causing the gene to be expressed inside a cell, preferably in response to an external stimulus, such as a particular chemical in the medium. Different kinds of vector are also available for different lengths of DNA insert:
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Type of vector |
Max length of DNA insert |
|
Plasmid |
10 kbp |
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Virus or phage |
30 kbp |
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Bacterial Artificial Chromosome (BAC) |
500 kbp |
4. Plasmids
Plasmids are by far the most common kind of vector, so we shall look at how they are used in some detail. Plasmids are short circular bits of DNA found naturally in bacterial cells. A typical plasmid contains 3-5 genes and there are usually around 10 copies of a plasmid in a bacterial cell. Plasmids are copied separately from the main bacterial DNA when the cell divides, so the plasmid genes are passed on to all daughter cells. They are also used naturally for exchange of genes between bacterial cells (the nearest they get to sex), so bacterial cells will readily take up a plasmid. Because they are so small, they are easy to handle in a test tube, and foreign genes can quite easily be incorporated into them using restriction enzymes and DNA ligase.
One of the most common plasmids used is the R-plasmid (or pBR322). This plasmid contains a replication origin, several recognition sequences for different restriction enzymes (with names like PstI and EcoRI), and two marker genes, which confer resistance to different antibiotics (ampicillin and tetracycline).
The diagram below shows how DNA fragments can be incorporated into a plasmid using restriction and ligase enzymes. The restriction enzyme used here (PstI) cuts the plasmid in the middle of one of the marker genes (we’ll see why this is useful later). The foreign DNA anneals with the plasmid and is joined covalently by DNA ligase to form a hybrid vector (in other words a mixture or hybrid of bacterial and foreign DNA). Several other products are also formed: some plasmids will simply re-anneal with themselves to re-form the original plasmid, and some DNA fragments will join together to form chains or circles. Theses different products cannot easily be separated, but it doesn’t matter, as the marker genes can be used later to identify the correct hybrid vector.

5. Gene Transfer
Vectors containing the genes we want must be incorporated into living cells so that they can be replicated or expressed. The cells receiving the vector are called host cells, and once they have successfully incorporated the vector they are said to be transformed. Vectors are large molecules which do not readily cross cell membranes, so the membranes must be made permeable in some way. There are different ways of doing this depending on the type of host cell.
1. Bacteriophages (or phages) are viruses that infect bacteria. They are a very effective way of delivering large genes into bacteria cells in culture.
2. Adenoviruses are human viruses that causes respiratory diseases including the common cold. Their genetic material is double-stranded DNA, and they are ideal for delivering genes to living patients in gene therapy. Their DNA is not incorporated into the host’s chromosomes, so it is not replicated, but their genes are expressed.

The adenovirus is genetically altered so that its coat proteins are not synthesised, so new virus particles cannot be assembled and the host cell is not killed.
3. Retroviruses are a group of human viruses that include HIV. They are enclosed in a lipid membrane and their genetic material is double-stranded RNA. On infection this RNA is copied to DNA and the DNA is incorporated into the host’s chromosome. This means that the foreign genes are replicated into every daughter cell.

After a certain time, the dormant DNA is switched on, and the genes are expressed in all the host cells.
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6. Genetic Markers
These are needed to identify cells that have successfully taken up a vector and so become transformed. With most of the techniques above less than 1% of the cells actually take up the vector, so a marker is needed to distinguish these cells from all the others. We’ll look at how to do this with bacterial host cells, as that’s the most common technique.
A common marker, used in the R-plasmid, is a gene for resistance to an antibiotic such as tetracycline. Bacterial cells taking up this plasmid can make this gene product and so are resistant to this antibiotic. So if the cells are grown on a medium containing tetracycline all the normal untransformed cells, together with cells that have taken up DNA that’s not in a plasmid (99%) will die. Only the 1% transformed cells will survive, and these can then be grown and cloned on another plate.

7. Replica Plating
Replica plating is a simple technique for making an exact copy of an agar plate. A pad of sterile cloth the same size as the plate is pressed on the surface of an agar plate with bacteria growing on it. Some cells from each colony will stick to the cloth. If the cloth is then pressed onto a new agar plate, some cells will be deposited and colonies will grow in exactly the same positions on the new plate. This technique has a number of uses, but the most common use in genetic engineering is to help solve another problem in identifying transformed cells.
This problem is to distinguish those cells that have taken up a hybrid plasmid vector (with a foreign gene in it) from those cells that have taken up the normal plasmid. This is where the second marker gene (for resistance to ampicillin) is used. If the foreign gene is inserted into the middle of this marker gene, the marker gene is disrupted and won't make its proper gene product. So cells with the hybrid plasmid will be killed by ampicillin, while cells with the normal plasmid will be immune to ampicillin. Since this method of identification involves killing the cells we want, we must first make a master agar plate and then make a replica plate of this to test for ampicillin resistance.

Once the colonies of cells containing the correct hybrid plasmid vector have been identified, the appropriate colonies on the master plate can be selected and grown on another plate.
The R-plasmid with its antibiotic-resistance genes dates from the early days of genetic engineering in the 1970s. In recent years better plasmids with different marker genes have been developed that do not kill the desired cells, and so do not need a replica plate. These new marker genes make an enzyme (actually lactase) that converts a colourless substrate in the agar medium into a blue-coloured product that can easily be seen. So cells with a normal plasmid turn blue on the correct medium, while those with the hybrid plasmid can't make the enzyme and stay white. These white colonies can easily be identified and transferred to another plate. Another marker gene, transferred from jellyfish, makes a green fluorescent protein (GFP).
8. Polymerase Chain Reaction (PCR)
Genes can be cloned by cloning the bacterial cells that contain them, but this requires quite a lot of DNA in the first place. PCR can clone (or amplify) DNA samples as small as a single molecule. It is a newer technique, having been developed in 1983 by Kary Mullis, for which discovery he won the Nobel prize in 1993. The polymerase chain reaction is simply DNA replication in a test tube. If a length of DNA is mixed with the four nucleotides (A, T, C and G) and the enzyme DNA polymerase in a test tube, then the DNA will be replicated many times.

PCR can be completely automated, so in a few hours a tiny sample of DNA can be amplified millions of times with little effort. The product can be used for further studies, such as cloning, electrophoresis, or gene probes. Because PCR can use such small samples it can be used in forensic medicine (with DNA taken from samples of blood, hair or semen), and can even be used to copy DNA from mummified human bodies, extinct woolly mammoths, or from an insect that's been encased in amber since the Jurassic period. One problem of PCR is having a pure enough sample of DNA to start with. Any contaminant DNA will also be amplified, and this can cause problems, for example in court cases.
9. Complementary DNA
Complementary DNA (cDNA) is DNA made from mRNA. This makes use of the enzyme reverse transcriptase, which does the reverse of transcription: it synthesises DNA from an RNA template. It is produced naturally by a group of viruses called the retroviruses (which include HIV), and it helps them to invade cells. In genetic engineering reverse transcriptase is used to make an artificial gene of cDNA as shown in this diagram.

Complementary DNA has helped to solve different problems in genetic engineering:
It makes genes much easier to find. There are some 70 000 genes in the human genome, and finding one gene out of this many is a very difficult (though not impossible) task. However a given cell only expresses a few genes, so only makes a few different kinds of mRNA molecule. For example the b cells of the pancreas make insulin, so make lots of mRNA molecules coding for insulin. This mRNA can be isolated from these cells and used to make cDNA of the insulin gene.
10. DNA Probes
These are used to identify and label DNA fragments that contain a specific sequence. A probe is simply a short length of DNA (20-100 nucleotides long) with a label attached. There are two common types of label used:
Probes are always single-stranded, and can be made of DNA or RNA. If a probe is added to a mixture of different pieces of DNA (e.g. restriction fragments) it will anneal (base pair) with any lengths of DNA containing the complementary sequence. These fragments will now be labelled and will stand out from the rest of the DNA. DNA probes have many uses in genetic engineering:
11. Shotguning
This is used to find one particular gene in a whole genome, a bit like finding the proverbial needle in a haystack. It is called the shotgun technique because it starts by indiscriminately breaking up the genome (like firing a shotgun at a soft target) and then sorting through the debris for the particular gene we want. For this to work a gene probe for the gene is needed, which means at least a short part of the gene’s sequence must be known.
12. Antisense Genes
These are used to turn off the expression of a gene in a cell. The principle is very simple: a copy of the gene to be switch off is inserted into the host genome the "wrong" way round, so that the complementary (or antisense) strand is transcribed. The antisense mRNA produced will anneal to the normal sense mRNA forming double-stranded RNA. Ribosomes can’t bind to this, so the mRNA is not translated, and the gene is effectively "switched off".
13. Gene Synthesis
It is possible to chemically synthesise a gene in the lab by laboriously joining nucleotides together in the correct order. Automated machines can now make this much easier, but only up to a limit of about 30bp, so very few real genes could be made this way (anyway it’s usually much easier to make cDNA). The genes for the two insulin chains (xx bp) and for the hormone somatostatin (42 bp) have been synthesisied this way. It is very useful for making gene probes.
14. Electrophoresis
This is a form of chromatography used to separate different pieces of DNA on the basis of their length. It might typically be used to separate restriction fragments. The DNA samples are placed into wells at one end of a thin slab of gel made of agarose or polyacrylamide, and covered in a buffer solution. An electric current is passed through the gel. Each nucleotide in a molecule of DNA contains a negatively-charged phosphate group, so DNA is attracted to the anode (the positive electrode). The molecules have to diffuse through the gel, and smaller lengths of DNA move faster than larger lengths, which are retarded by the gel. So the smaller the length of the DNA molecule, the further down the gel it will move in a given time. At the end of the run the current is turned off.
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Unfortunately the DNA on the gel cannot be seen, so it must be visualised. There are three common methods for doing this:
15. DNA Sequencing
This means reading the base sequence of a length of DNA. Once this is known the amino acid sequence of the protein that the DNA codes for can also be determined, using the genetic code table. The sequence can also be compared with DNA sequences from other individuals and even other species to work out relationships.
DNA sequencing is based on a beautifully elegant technique developed by Fred Sanger, and now called the Sanger method.
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In each test tube add a small amount of a special modified dideoxy nucleotide that cannot form a bond and so stops further synthesis of DNA. Tube A has dideoxy A (A*), tube T has dideoxy T (T*), tube C has dideoxy C (C*) and tube G has dideoxy G (G*). The dideoxy nucleotides are present at about 1% of the concentration of the normal nucleotides. |
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Let the DNA polymerase synthesise many copies of the DNA sample. From time to time at random a dideoxy nucleotide will be added to the growing chain and synthesis of that chain will then stop. A range of DNA molecules will be synthesised ranging from full length to very short. The important point is that in tube A, all the fragments will stop at an A nucleotide. In tube T, all the fragments will stop at a T nucleotide , and so on. |
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The contents of the four tubes are now run side by side on an electrophoresis gel, and the DNA bands are visualised by autoradiography. Since the fragments are now sorted by length the sequence can simply be read off the gel starting with the smallest fragment (just one nucleotide) at the bottom and reading upwards. |
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There is now a modified version of the Sanger method called cycle sequencing, which can be completely automated. The primers are not radiolabelled, but instead the four dideoxy nucleotides are fluorescently labelled, each with a different colour (A* is green, T* is red, C* is blue and G* is yellow). The polymerisation reaction is done in a single tube, using PCR-like cycles to speed up the process. The resulting mixture is separated using capillary electrophoresis, which gives good separation in a single narrow gel. The gel is read by a laser beam and the sequence of colours is converted to a DNA sequence by computer program (like the screenshot below). This technique can sequence an amazing 12 000 bases per minute.

Thousands of genes have been sequenced using these methods and the entire genomes of several organisms have also been sequenced. A huge project is underway to sequence the human genome, and it delivered a draft sequence in June 2000. The complete 3 billion base sequence should be complete by 2003. This information will give us unprecedented knowledge about ourselves, and is likely to lead to dramatic medical and scientific advances.
Applications of Genetic Engineering
We have now looked at some of the many techniques used by genetic engineers. What can be done with these techniques? By far the most numerous applications are still as research tools, and the techniques above are helping geneticists to understand complex genetic systems. Despite all the hype, genetic engineering still has very few successful commercial applications, although these are increasing each year. The applications so far can usefully be considered in three groups.
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using genetically modified organisms (usually microbes) to produce chemicals, usually for medical or industrial applications. |
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using gene technology to alter the characteristics of organisms (usually farm animals or crops) |
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using gene technology on humans to treat a disease |
Gene Products
The biggest and most successful kind of genetic engineering is the production of gene products. These products are of medical, agricultural or commercial value. This table shows a few of the examples of genetically engineered products that are already available.
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Product |
Use |
Host Organism |
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Insulin |
human hormone used to treat diabetes |
bacteria /yeast |
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HGH |
human growth hormone, used to treat dwarfism |
bacteria |
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BST |
bovine growth hormone, used to increase milk yield of cows |
bacteria |
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Factor VIII |
human blood clotting factor, used to treat haemophiliacs |
bacteria |
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Anti-thrombin |
anti-blood clotting agent used in surgery |
goats |
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Penicillin |
antibiotic, used to kill bacteria |
fungi / bacteria |
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Vaccines |
hepatitis B antigen, for vaccination |
yeast |
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AAT |
enzyme used to treat cystic fibrosis and emphysema |
sheep |
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a-glucosidase |
enzyme used to treat Pompe’s disease |
rabbits |
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DNase |
enzyme used to treat CF |
bacteria |
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rennin |
enzyme used in manufacture of cheese |
bacteria /yeast |
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cellulase |
enzyme used in paper production |
bacteria |
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PHB |
biodegradable plastic |
plants |
The products are mostly proteins, which are produced directly when a gene is expressed, but they can also be non-protein products produced by genetically-engineered enzymes. The basic idea is to transfer a gene (often human) to another host organism (usually a microbe) so that it will make the gene product quickly, cheaply and ethically. It is also possible to make "designer proteins" by altering gene sequences, but while this is a useful research tool, there are no commercial applications yet.
Since the end-product is just a chemical, in principle any kind of organism could be used to produce it. By far the most common group of host organisms used to make gene products are the bacteria, since they can be grown quickly and the product can be purified from their cells. Unfortunately bacteria cannot not always make human proteins, and recently animals and even plants have also been used to make gene products. In neither case is it appropriate to extract the product from their cells, so in animals the product must be secreted in milk or urine, while in plants the product must be secreted from the roots. This table shows some of the advantages and disadvantages of using different organisms for the production of genetically-engineered gene products.
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Type of organism |
Advantages |
Disadvantages |
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Prokaryotes (Bacteria) |
no nucleus so DNA easy to modify; have plasmids; small genome; genetics well understood; asexual so can be cloned; small and fast growing; easy to grow commercially in fermenters; will use cheap carbohydrate; few ethical problems. |
can’t splice introns; no post-translational modification; small gene size |
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Eukaryotes |
can splice introns; can do post-translational modifications; can accept large genes |
Do not have plasmids (except yeast); often diploid so two copies of genes may need to be inserted; control of expression not well understood. |
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Fungi (yeast, mould) |
asexual so can be cloned; haploid, so only one copy needed; can be grown in vats |
can’t always make animals gene products |
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Plants |
photosynthetic so don’t need much feeding; can be cloned from single cells; products can be secreted from roots or in sap. |
cell walls difficult to penetrate by vector; slow growing; must be grown in fields; multicellular |
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Animals (pharming) |
most likely to be able to make human proteins; products can be secreted in milk or urine |
multicellular; slow growing |